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Erich James Heger

Pnc Wealth Management LLC

Chicago, IL

Chicago, IL

CRD 2927362

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Employer firm

Pnc Wealth Management LLC CRD 129052

$30.3B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-06-02
  • IL RA
    APPROVED
    Since 2022-06-02

Branch Locations

One North Franklin 20Th Floor, Chicago, IL 60606 • United States

One North Franklin 20Th Floor, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Northbrook IL 11/2009 05/2022
Bank Of America, N.A. Northbrook IL 12/2009 05/2022
Pnc Investments Llc Chicago IL 05/2022 Present
  • 11/2009 → 05/2022
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Northbrook, IL
  • 12/2009 → 05/2022
    Bank Of America, N.A.
    Northbrook, IL
  • 05/2022 → Present
    Pnc Investments Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-14
  • S66 Uniform Combined State Law Examination
    2010-01-14
Other Names
  • Erich James Heger
  • Erich J Heger

View on SEC IAPD

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