Joseph Lee Rogers

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Pfs Investments Inc.
  Overland Park, KS
• 02/2016 → Present
  Primerica Financial Services
  Overland Park, KS
• 12/2018 → 09/2023
  Sprint/T-Mobile
  Overland Park, KS

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Agriculture, producing non-investment related crops, 05/1993 to Present, Lyndon KS Agriculture, producing crops that are not investment related at 28299 S California Rd, Lyndon, KS 66451. I am the proprietor and devote about 30 hours per month total of which 25% are during trading hours. I am responsible for maintaining and operating equipment to produce the agriculture crops.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-01
• S63 Uniform Securities Agent State Law Examination
  2016-05-19

Other Names

• Rogers Lee Joe