Robert Michael Bard

Employer firm

The Sum CRD 297658

$551M regulatory AUM 34 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2022 → Present
  The Sum
  The Woodlands, TX
• 03/2017 → 12/2021
  Fidelity Investments
  Boston, MA
• 07/2000 → 03/2017
  Fidelity Investments
  Boston, MA
• 01/2023 → Present
  The Sum Prep, Llc
  The Woodlands, TX

Previous Registrations

• 2018-07-13 → 2022-01-10
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2004-10-21 → 2018-07-13
  Strategic Advisers Llc
  Springs, TX
  The Woodlands, TX
  Houston, TX

Other Businesses

the name of the other business: The Sum Prep, LLC Whether the business is investment-related: No the address of the other business: 4526 Research Forest Dr, Ste 240, The Woodlands, TX 77381 the nature of the other business: Tax Preparation your position: Manager/Tax Preparer title, or relationship with the other business: Manager the start date of your relationship: 1/1/2023 the approximate number of hours/month you devote to the other business: Approximately 5, but it will only take place from February through April. the number of hours you devote to the other business during securities trading hours: This will take about 60 hours per year and will be done from February through March. On average, this is less than 5 per month. briefly describe your duties relating to the other business: Prepare tax returns for select customers of The Sum.

Exams

• S66 Uniform Combined State Law Examination
  2004-09-21
• S63 Uniform Securities Agent State Law Examination
  1997-09-18

Designations

• Certified Financial Planner

Other Names

• Mike Bard