Joseph Michael O'sullivan

Current Employers

Beam Wealth Advisors, Inc.

72096 Ramos Avenue Suite D, Covington, LA 70433 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2009-01-22

LA RA
APPROVED

Since 2009-01-22

Branch Locations

New Orleans, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Beam Wealth Advisors	New Orleans	LA	12/2008	Present
Securities America Inc	New Orleans	LA	07/2015	03/2022
Purshe Kaplan Sterling Investments	Albany	NY	04/2022	Present

12/2008 → Present

Beam Wealth Advisors

New Orleans, LA
07/2015 → 03/2022

Securities America Inc

New Orleans, LA
04/2022 → Present

Purshe Kaplan Sterling Investments

Albany, NY

Previous Registrations

2003-07-10 → 2008-10-15

Valic Financial Advisors, Inc.

Baton Rouge, LA

Baton Rouge, LA

Other Businesses

1) BEAM WEALTH ADVISORS. Investment related. At registered location. Nature - RIA. Position - Financial Advisor. Start - 12/2008. 160 hours per month, all during trading hours. Duties - provide financial advice, sale of investments. 2) FIXED INSURANCE. Investment related. Located at P.O. Box 52051, New Orleans, LA 70152. Nature - Traditional/ Fixed Insurance. Position - Agent. Start - 07/2015. 1 hour per month during trading hours. Duties - Sales of Fixed/ Traditional insurance products to complement investments. 3) RENTAL PROPERTY. Not investment related. Located at 2135 General Pershing, New Orleans, LA 70115. Nature - rental property. Position - Owner. Start - 06/2018. 1 hour per month during trading hours. Duties - management and rental.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-06-30

S66 Uniform Combined State Law Examination

1998-06-30

Designations

Other Names

Joseph Michael Osullivan

View on SEC IAPD