Joseph Michael O'SUllivan

Employer firm

Beam Wealth Advisors, Inc. CRD 109867

$1.60B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Beam Wealth Advisors
  New Orleans, LA
• 07/2015 → 03/2022
  Securities America Inc
  New Orleans, LA
• 04/2022 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2003-07-10 → 2008-10-15
  Valic Financial Advisors, Inc.
  Baton Rouge, LA
  Baton Rouge, LA

Other Businesses

1) BEAM WEALTH ADVISORS. Investment related. At registered location. Nature - RIA. Position - Financial Advisor. Start - 12/2008. 160 hours per month, all during trading hours. Duties - provide financial advice, sale of investments. 2) FIXED INSURANCE. Investment related. Located at P.O. Box 52051, New Orleans, LA 70152. Nature - Traditional/ Fixed Insurance. Position - Agent. Start - 07/2015. 1 hour per month during trading hours. Duties - Sales of Fixed/ Traditional insurance products to complement investments. 3) RENTAL PROPERTY. Not investment related. Located at 2135 General Pershing, New Orleans, LA 70115. Nature - rental property. Position - Owner. Start - 06/2018. 1 hour per month during trading hours. Duties - management and rental.

Exams

• S66 Uniform Combined State Law Examination
  1998-06-30

Designations

• Certified Financial Planner

Other Names

• Joseph Michael Osullivan