Stephanie Baines Bowens

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → 06/2025
  Osaic Wealth, Inc.
  Cary, NC
• 06/2025 → Present
  Kestra Investment Services, Llc
  Cary, NC
• 06/2025 → Present
  Kestra Advisory Services, Llc
  Cary, NC

Previous Registrations

• 2024-08-23 → 2025-06-05
  Osaic Wealth, Inc.
  Cary, NC
• 2011-04-05 → 2024-08-23
  Triad Advisors Llc
  Cary, NC
  Atlanta, GA
  Raleigh, NC
• 2008-01-09 → 2011-04-05
  Cetera Wealth Services, Llc
  Raleigh, NC
• 2005-01-03 → 2008-01-08
  Truist Investment Services, Inc.
  Apex, NC
  Apex, NC
  Raleigh, NC
  Raleigh, NC
  Dunn, NC
  Erwin, NC
  Wake Forest, NC
  Cary, NC
  Cary, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Cary, NC
• 2002-09-30 → 2005-01-03
  Ncf Financial Services, Inc.
  Raleigh, NC
• 2002-07-11 → 2002-09-30
  Invest Financial Corporation
  Raleigh, NC

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/19/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: PREMIER WEALTH RESOURCES, LLC POSITION: Owner NATURE: Insurance INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 05/19/2025 ADDRESS: 150 Preston Executive Drive, Suite 201, Cary NC 27513, United States DESCRIPTION: I act as an agent for securing health Insurance for individuals and small business owners. Name: CHRYSALIS CAPITAL MANAGEMENT LLC POSITION: CEO NATURE: Financial Education and Literacy INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 05/19/2025 ADDRESS: 150 Preston Executive Drive, Suite 201, Cary NC 27513, United States DESCRIPTION: Developer of financial education and literacy materials Name: KESTRA INSURANCE PLANNING POSITION: Insurance Representative NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 8 START DATE: 06/03/2025 ADDRESS: 5707 SOUTHWEST PARKWAY, BLD 2, SUITE 400, Austin TX 78735, United States DESCRIPTION: Provide Insurance and risk management advice and planning services for prospects and clients. Name: STEPHANIE BOWENS NOTARY PUBLIC POSITION: Stephanie Bowens Notary Public NATURE: Notary Public INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 07/21/2025 ADDRESS: 150 Preston Executive Drive, suite 201, Cary NC 27513, United States DESCRIPTION: Notary Public Services for the State of North Carolina Name: THE HOPE CENTER AT PULLEN POSITION: Board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/19/2025 ADDRESS: 112 Cox Avenue, Suite 100-A, Raleigh NC 27605, United States DESCRIPTION: I make recommendations as a member of the finance committee on financial matters such as banking accounts, money market. stewardship and organizational planning of the growth of the organization in alignment with the stated vision and mission of the charity.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-09-04
• S63 Uniform Securities Agent State Law Examination
  1997-08-26