Stephen Rodger Cooper

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Cetera Financial Specialists Llc
  Stamford, CT
• 10/2005 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2009 → Present
  Padden Cooper Llc
  Medford, NJ

Previous Registrations

• 2005-01-10 → 2005-10-24
  C.J.M. Asset Management, Llc
  Pompton Lakes, NJ

Other Businesses

1) PADDEN COOPER LLC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION; ACCCOUNTING AND TAX SERVICES; START 9/2009; 40 HOURS/WEEK DURING TRADING HOURS; CPA/OWNER

Exams

• S66 Uniform Combined State Law Examination
  2004-01-20
• S65 Uniform Investment Adviser Law Examination
  1997-07-22

Other Names

• Stephen Cooper