Stephen Rodger Cooper

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2005-10-24

NJ RA
APPROVED

Since 2005-10-24

Branch Locations

White Farm House 150 Himmelein Road, Medford, NJ 08055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Financial Specialists Llc	Stamford	CT	10/2005	Present
Cetera Investment Advisers Llc	Schaumburg	IL	10/2005	Present
Padden Cooper Llc	Medford	NJ	09/2009	Present

10/2005 → Present

Cetera Financial Specialists Llc

Stamford, CT
10/2005 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
09/2009 → Present

Padden Cooper Llc

Medford, NJ

Previous Registrations

2005-01-10 → 2005-10-24

C.J.M. Asset Management, Llc

Pompton Lakes, NJ

Other Businesses

1) PADDEN COOPER LLC, NOT INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION; ACCCOUNTING AND TAX SERVICES; START 9/2009; 40 HOURS/WEEK DURING TRADING HOURS; CPA/OWNER

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-20
S65	Uniform Investment Adviser Law Examination	1997-07-22

S66 Uniform Combined State Law Examination

2004-01-20
S65 Uniform Investment Adviser Law Examination

1997-07-22

Other Names

Stephen Cooper

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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