Kathryn Pocock Gustafson

Current Employers

Employment History

• 04/2012 → Present
  The Strategic Financial Alliance, Inc.
  Atlanta, GA
• 08/2018 → Present
  Strategic Blueprint, Llc
  Atlanta, GA

Previous Registrations

• 2006-10-05 → 2012-04-20
  Global Brokerage Services, Inc.
  Hunt Valley, MD
  Fairfax, VA
  Fairfax, VA

Other Businesses

1.) Name: Keen & Pocock Position: Partner Nature: DBA for financial services Investment Related: Yes Hours: 100 Securities Trading Hours: 40 Start Date: 09/01/2012 Address: 10300 Eaton Place, Suite 470, Fairfax VA 22033, United States Description: offer financial planning services including investment analysis, investment selection, asset allocation, retirement income strategies, investment management, risk management as registered representative of SFA and investment adviser representative of Strategic Blueprint. 2.) Name: Green Pear Interiors Position: Partner Nature: home accessories and decor Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 08/01/2002 Address: 12461 Oliver Cromwell Dr, Oak Hill VA 20171, United States Description: buy and sell inventory 3.) Name: Keen Pocock Tax Service Position: Refer clients to Keen Pocock Tax Services Nature: tax services Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 01/01/2018 Address: 10300 Eaton Place, Suite 470, Fairfax VA 22033, United States Description: no day to day duties - refer clients that may benefit from tax services. 4.) Name: Fixed insurance through various carriers Position: Agent Nature: General Agent for the sale of term life, long term care and disability insurance and fixed annuity products. Investment Related: No Hours: 5 Securities Trading Hours: 5 Start Date: 09/01/2012 Address: 10300 Eaton Place, Suite 470, Fairfax VA 22033, United States Description: determine coverage amount and timeline; identify income needs 5.)Name: Keen & Pocock Financial Academy LLC Position: Partner Nature: provide financial education and literacy to recent college grads, newlyweds and young professionals. Investment Related: Yes Hours: 1 Securities Trading Hours: 0 Start Date: 10/08/2024 Address: 12544 Lt Nichols Rd, Fairfax VA 22033, United States Description: I will preparing content for workshops in a group settings. I will be a presenter at the workshops, too.

Exams

• S66 Uniform Combined State Law Examination
  2006-10-04
• S65 Uniform Investment Adviser Law Examination
  1998-05-15
• S63 Uniform Securities Agent State Law Examination
  1997-09-25

Other Names

• Kathy Pocock
• Kathryn Pocock
• Kathy Gustafson