John Richard Heise

Employer firm

Atlas Fiduciary Services, Inc. CRD 321271

$269M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 05/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 12/2015 → 05/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 06/2022 → Present
  Atlas Fiduciary Services, Inc.
  Concord, NH

Previous Registrations

• 2015-12-01 → 2022-12-31
  Cambridge Investment Research Advisors, Inc.
  Manchester, NH
  Concord, NH
• 2006-08-04 → 2015-12-10
  Mml Investors Services, Llc
  Gilford, NH
  Gilford, NH
  Nashua, NH
  Manchester, NH
• 2004-04-22 → 2006-08-14
  New England Securities
  Gilford, NH
  Gilford, NH

Other Businesses

1-ATLAS FINANCIAL GROUP LLC, 123 N. STATE ST, NH, 6/1997 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40 HR/MO - 5/TRADING. 2-N/A, 123 N. State St., Concord NH 03301, 09/01/1998, Owner, Real Estate, NIR, 5 HR/MO - 0 HR/MO TRADING 3-ATLAS FINANCIAL GROUP, LLC, 123 N. State St., Concord NH 03301, 01/01/2001, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO - 0 HR/MO TRADING 4-LAKES REGION ACQUISITIONS LLC, 16 RACE PT, LACONIA, NH, 11/2015 AS OWNING MEMBER. COMPANY OWNS RENTAL COMMERCIAL REAL ESTATE. NIR - 10 HR/MO - 0/TRADING. 5-ATLAS PENSION ADMINISTRATORS, INC., 123 N. STATE ST, UNIT1, CONCORD, NH, 03301, PRESIDENT, THIRD PARTY ADMINISTRATION, 401K COMPLIANCE AND TESTING, 80HRS/MO, 03/2022 6-ATLAS FIDUCIARY SERVICES, INC., 123 N.State St., Unit 1, Concord NH 03301, 06/2022, RIA, PRESIDENT, INV REL, 160/WK - 160/TRADING 7-ATLAS PENSION ADMINISTRATORS, INC., 123 N.State Street, Unit 1, Concord NH 03301, 07/01/2022, President, TPA/Pension Services, NIR, 40 HR/MO - 40 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-01-13

Designations

• Certified Financial Planner