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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-04-05 |
| TX | RA | APPROVED | 2021-04-05 |
Branch Locations
2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Abn Amro Financial Services, Inc. | Chicago | IL | 07/2001 | 04/2021 |
| J.P. Morgan Securities Llc | Wheaton | IL | 10/2012 | 04/2021 |
| Lpl Finanical Llc | Downers Grove | IL | 04/2021 | Present |
1) 4/05/2021- Professional Wealth Advisors- DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 04/05/2021 - 160 Hrs/Mth - 8 Hrs During Trading. 2) 4/05/2021 - PWA- DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Inv Related - Start date: 04/05/2021 - 160 Hrs/Mth - 8 Hrs During Trading. 3) 5/4/2021 - A.M.D.G. Wealth Advisory, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Started 04/12/2021 - 2 Hours Per Month During Securities Trading. 4) 5/21/2021 - PWA Financial Services, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date: 4/12/2021 - 2 Hours Per Month/2 Hours During Securities Trading. 5) 03/06/2024 - Partnerland LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started: 1/1/2024 - 2 Hrs/Mo During Trading 6) 06/17/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-20 |
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