Joseph Anthony Persempere

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → 11/2024
  Pruco Securities, Llc.
  Shelton, CT
• 09/1997 → Present
  Prudential Insurance Company Of America
  Shelton, CT
• 11/2024 → Present
  Lpl Enterprise, Llc
  Shelton, CT

Previous Registrations

• 2002-04-15 → 2024-11-14
  Pruco Securities, Llc.
  Shelton, CT
  Naugatuck, CT
  Middlebury, CT

Other Businesses

1. 11/14/2024 - Manila Street - Real Estate Rental - Oakville, CT - INV REL - Start Date 12/01/2021 - 2hrs/mth - 1hr during trading 2. 11/14/2024 - Phyllis Avenue - Real Estate Rental - Waterbury, CT - INV REL - Start Date 09/03/2021 - 2hrs/mth - 1hr during trading 3. 11/14/2024 - 1081New Haven Rd, 4A - Real Estate Rental - Naugatuck, CT - INV REL - Start Date 01/01/2016 - 2hrs/mth - 1hr during trading 3. 06/24/2025 - Joseph Persempere - Property and Casualty - Shelton. CT - INV REL - Start Date 06/19/2025 - 12hrs/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-26
• S63 Uniform Securities Agent State Law Examination
  1997-09-16

Other Names

• Joseph Anthony Persempere
• Joseph Anthony Peresempere