Shahid Islam Malik

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 11/2018
  Sii
  Cincinnati, OH
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Cincinnati, OH

Previous Registrations

• 2015-12-18 → 2018-11-02
  Signator Investors, Inc.
  Cincinnati, OH
• 2008-01-16 → 2016-01-15
  Ameriprise Financial Services, Llc
  Cincinnati, OH
  Cincinnati, OH

Other Businesses

1. BOARD MEMBER - AMERICAN MUSLIM CHAMBER OF COMMERCE POSITION: Treasurer NATURE: Non-Profit Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/09/2014 ADDRESS: 8092 Plantation Drive, West Chester OH 45069, United States DESCRIPTION: Muslim Community good will support 2. SIGNATURE FINANCIAL GROUP, LLC POSITION: I conduct securities, investment advisory and insurance business under this business name. NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2016 ADDRESS: 445 Hutchinson Avenue, Suite 800, Columbus OH 43235, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3. LANGUAGE TEACHER POSITION: Teacher NATURE: Teaching Arabic language INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 8011 paradise cV, LIBERTY TOWNSHIP OH 45044, United States DESCRIPTION: Teaching Arabic language 4. SIGNATURE FINANCIAL GROUP - INSURANCE BROKER POSITION: AGENT NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2016 ADDRESS: 445 Hutchinson Avenue, Suite 800, Columbus OH 43235, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-28
• S63 Uniform Securities Agent State Law Examination
  1997-08-27