Sean Michael Mullervy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 06/2024
  Raymond James Financial Services, Inc.
  Fort Lauderdale, FL
• 07/2011 → 06/2024
  Raymond James Financial Services Advisors, Inc.
  Fort Lauderdale, FL
• 07/2011 → Present
  Mullervy Financial Strategies, Inc.
  Fort Lauderdale, FL
• 01/2024 → Present
  Paragon Wealth Group
  Fort Lauderdale, FL
• 06/2024 → Present
  Lpl Financial Llc
  Fort Lauderdale, FL

Previous Registrations

• 2011-07-25 → 2024-06-04
  Raymond James Financial Services Advisors, Inc
  Fort Lauderdale, FL
  Fort Lauderdale, FL
• 2003-03-21 → 2011-07-06
  Strategic Advisers Llc
  Ft. Lauderdale, FL
• 2000-01-07 → 2002-07-10
  Ameriprise Financial Services, Llc
  Boca Raton, FL

Other Businesses

1) 06/03/2024 - Mullervy Financial Strategies, Inc. - Business Entity For Tax/Investment Purposes Only - Owner - FL 33306 - Non investment related - Start date: 07/01/2011 - 160 Hours per month 5 hrs during trading 2) 06/03/2024- Paragon Wealth Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start date: 05/06/2024 - 160 Hours per month 5 hrs during trading 3) 06/03/2024 - Dollars and Sense - Book - Author - FL 33306 - Investment related - Start date: 07/02/2020 - 1 Hour per month 0hrs during trading 4) 08/15/2025 - Other - FINRA Arbitrator - Boca Raton, FL - Not Investment related - Start date: 08/08/2025 - 3 Hour per month 3 hrs during trading 5) 09/05/2025 - The Ohio State Life Insurance Company - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/05/2025 - 1 Hrs/Mth - 1 Hrs During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-11-29
• S65 Uniform Investment Adviser Law Examination
  1999-11-29

Designations

• Certified Financial Planner