Stephanie Terese Leatherman

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 04/2018
  Cuso Financial Services, Lp
  San Diego, CA
• 05/2014 → 04/2018
  Elevations Credit Union
  Longmont, CO
• 05/2018 → 10/2019
  Cuna Brokerage Services, Inc.,
  Waverly, IA
• 05/2018 → 10/2019
  Cuna Mutual Group
  Waverly, IA
• 10/2019 → 12/2021
  Pruco Securities, Llc
  Brighton, CO
• 10/2019 → 12/2021
  The Prudential Insurance Co. Of America
  Brighton, CO
• 12/2021 → Present
  Osaic Wealth, Inc.
  Centennial, CO
• 12/2021 → Present
  Sun Fox Financial
  Centennial, CO

Previous Registrations

• 2019-10-29 → 2021-12-17
  Pruco Securities, Llc.
  Englewood, CO
  Longmont, CO
  Brighton, CO
• 2018-05-18 → 2019-10-21
  Cuna Brokerage Services, Inc.
  Fort Collins, CO
  Fort Collins, CO
• 2013-11-21 → 2018-04-20
  Cuso Financial Services, L.P.
  Thornton, CO
  Westminster, CO
  Aurora, CO
  Longmont, CO
  San Diego, CA
  Longmont, CO
  Boulder, CO

Other Businesses

1. SUNFOX FINANCIAL LLC POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 12/10/2021 ADDRESS: 12835 E Arapahoe Rd, Suite 2-710, Centennial CO 80520, United States DESCRIPTION: Insurance sales and services for multiple carriers 2. SUNFOX FINANCIAL LLC POSITION: Insurance Agent NATURE: LLC for Supplemental Medicare Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2023 ADDRESS: PO Box 586, Firestone CO 80520, United States DESCRIPTION: Insurance agent for Medicare Supplemental policies, to offer the products in line with their current medical needs. 3. NAIFA POSITION: Board Member NATURE: Not for Profit that supports members in the financial industry INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/17/2023 ADDRESS: 1000 Wilson Boulevard, Suite 1890, Arlington VA 22209, United States DESCRIPTION: Providing information to existing members, increasing the membership base. Supporting by coordinating, attending, and helping run local events. 4. WIFS POSITION: Board of Directors NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 06/26/2023 ADDRESS: 136 Everett Rd, Albany NY 12205 DESCRIPTION: During the monthly 30-minute board meeting, we discuss upcoming events, planning, and membership. My duties include coordinating monthly events (sometimes held during trading hours) of coffee meetups for our members, brunches, and quarterly family & friend events. 5. SUNFOX FINANCIAL LLC POSITION: Insurance Agent NATURE: LLC for Supplemental Medicare Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2023 ADDRESS: PO Box 586, Firestone CO 80520 DESCRIPTION: Insurance agent for Medicare Supplemental policies, to offer the products in line with their current medical needs. 6. FAMILY/PERSONAL POSITION: Executor NATURE: Executor of family estate - listed in Estate Documents. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2025 ADDRESS: 6372 Twilight Ave, Firestone CO 80504 DESCRIPTION: Only as needed - answer questions for the family. Duties will start at the death of family members as stated in the Estate Documents.

Exams

• S66 Uniform Combined State Law Examination
  2013-11-19
• S63 Uniform Securities Agent State Law Examination
  2013-07-05

Other Names

• Stephanie T Anderson
• Stephanie Terese Anderson
• Stephanie Corriveau
• Stephanie Terese Corriveau
• Stephanie Terese Leatherman
• Stephanie Leatherman