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Current Employers
Yayati Asset Management, Llc

4930 Campus Dr, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-16
  • CA RA
    APPROVED
    Since 2026-03-16

Branch Locations

4930 Campus Dr, Newport Beach, CA 92660 • United States

Cardiff-By-The-Sea, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D. H. Hill Securities, Lllp Kingwood TX 10/2014 01/2018
D.H. Hill Advisors, Inc. Kingwood TX 10/2014 01/2018
Bluearc Capital Management Atlanta GA 01/2018 12/2019
D.H. Hill Securities, Lllp Kingwood TX 01/2020 12/2020
D.H. Hill Advisors, Inc. Kingwood TX 01/2020 12/2020
Ramey Capital, Inc San Diego CA 12/2015 Present
Yayati Asset Management, Llc Newport Beach CA 12/2025 Present
Previous Registrations
Other Businesses

1. Lakefront Futures & Options, LLC, investment related, Chicago, IL, Managed Futures, Branch Manager, November 2016, 1% of time 2. FLX Networks, not investment related, Bernardsville, NJ, Marketing Solutions and Platform Subscriptions, Business Development Consultant, December 2022, 40% of time 3. Ramey Capital, not investment related, Cardiff, CA, Business Strategy Consultancy, Owner, August 2010, 10% of time 4. Growthential, not investment related, New York, NY, Consulting agency focused on strategic planning, technology integration, and operation execution. Jun2025, 20% of time 5. Advintro, not investment related, Dallas, TX, Boutique outsourced sales organization for fintech companies, Business Development, July 2025, 5% of time 6. Yayati, LLC, not investment related, Irvine, CA, Plasma by Yayati provides technology that enables wealth and asset management firms to scale options overlay strategies, Business Development, July 2025, 10% of time 7. I am a series 3 and 30 licenses representation with Lakefront Futures & Options.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-31
  • S66 Uniform Combined State Law Examination
    1997-10-31
Other Names
  • Jay Ramey
  • John A (Iii) Ramey
  • John Allen Ramey

View on SEC IAPD

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