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4509 Maplecrest Road, Fort Wayne, IN 46835 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-21 |
Branch Locations
128 Vision Park Blvd. Ste. 220, Shenandoah, TX 77384 • United States
4509 Maplecrest Road, Fort Wayne, IN 46835 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Private Capital, Llc | Sarasota | FL | 04/2010 | 01/2017 |
| Jim Sloan & Associates, Llc | Houston | TX | 12/2010 | 01/2017 |
| Ae Wealth Management, Llc | Topeka | KS | 07/2019 | 05/2021 |
| Jim Sloan & Associates, Llc | Shenandoah | TX | 07/2019 | Present |
| Retired | Highlands Ranch | CO | 01/2017 | 07/2019 |
| Foundations Investment Advisors Llc | Phoenix | AZ | 05/2021 | 04/2022 |
| Maripau Wealth Management Llc | Fort Wayne | IN | 04/2022 | Present |
JIM SLOAN & ASSOCIATES, LLC; YES INVESTMENT RELATED; 2128 Vision Park Blvd., Ste. 220, Shenandoah, TX 77384; INSURANCE SALES; (OWNER); 07/2019; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-03 |
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