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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-05-01 |
| TN | RA | APPROVED | 2004-03-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Nashville | TN | 06/2001 | Present |
1. 08/08/2011 - Sandifer Investment Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 10/24/2023 - Little Cur Music - Other - Musician - Not Investment Related - Home Based - Start Date 09/22/2023 - 8 Hours Per Month/ 0 Hours During Trading 3. 06/17/2026 - Real Estate Rental - Investment Related - Myrtle Beach, SC - Start Date 04/01/2026 - 1 hour per month/ 0 hours during trading 4. 06/17/2026 - Real Estate Rental - Investment Related - Nashville, TN - Start Date 10/26/2018 - 1 hour per month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-22 |
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