Frank Zou Yeag Teng

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 06/2015 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 11/2020 → 11/2024
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → 11/2024
  Cetera Advisors Llc
  Orange, CA
• 11/2024 → Present
  Lpl Financial
  Seal Beach, CA

Previous Registrations

• 2020-11-12 → 2024-11-15
  Cetera Investment Advisers Llc
  Costa Mesa, CA
• 2015-06-18 → 2020-11-12
  First Allied Advisory Services, Inc.
  Costa Mesa, CA
• 2000-12-04 → 2014-11-18
  Goldman Sachs Wealth Services, L.P.
  Irvine, CA
  Irvine, CA

Other Businesses

1 - 10/2024 - Life Insurance - Non-Variable Insurance - Inv Related - 1 Hour/Month - 0.5 Hour During Trading - CA 90740 - OBA Start Date: 04/01/2015.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-24
• S63 Uniform Securities Agent State Law Examination
  1997-08-27

Designations

• Certified Financial Planner

Other Names

• Frank Zou Yeag Teng