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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-07-08 |
| NY | RA | APPROVED | 2023-10-24 |
| OH | RA | APPROVED | 2022-06-15 |
| NV | RA | APPROVED | 2022-04-19 |
| IL | RA | APPROVED | 2021-10-04 |
| OK | RA | APPROVED | 2021-09-17 |
| MO | RA | APPROVED | 2021-08-02 |
| PA | RA | APPROVED | 2020-02-12 |
| DC | RA | APPROVED | 2020-02-10 |
| FL | RA | APPROVED | 2018-08-01 |
| CO | RA | APPROVED | 2018-01-31 |
| CA | RA | APPROVED | 2017-06-23 |
| GA | RA | APPROVED | 2017-03-27 |
| AL | RA | APPROVED | 2017-03-22 |
| TX | RA | APPROVED_RES | 2015-10-28 |
| SC | RA | APPROVED | 2014-09-17 |
| KS | RA | APPROVED | 2013-05-03 |
| NC | RA | APPROVED | 2010-01-06 |
| MS | RA | APPROVED | 2007-05-31 |
| AR | RA | APPROVED | 2006-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Little Rock | AR | 04/2006 | Present |
| Park Avenue Securities Llc | Little Rock | AR | 04/2006 | Present |
1. Insurance products other than Guardian-Innovative Underwriters when client does not receive a favorable offer from Guardian. I also may provide group health insurance plans for small business owners,. Start: 01/01/1999, Address: 1020 W Third, Little Rock, AR 72201, 5 bus hrs per month, Investment related, 2) ASHFORD LLC-formed to lease my primary office space starting September 1 2020, Start: 07/05/2020, Address: 1200 W 4th St, Little Rock AR 72201, 0 hours per month , Not Investment related, no compensation, 3) ASHFORD Mid South LLC-I was listed as the agent of record as the local contact., Start: 05/01/2017, Address: 1200 W 4th St, Little Rock AR 72201, 0 hours per month, Not Investment related, No annual compensation, 4) Woodham Land Company-agent of record for this llc that owns land for my families farm, Start: 02/12/1996, Address: 15000 Woodham Dr Cherry Valley, AR 72324, 0 hours per month, Not Investment related, No annual compensation, 5) Oakwood LLC-dormant LLC, Start: 07/13/2004, Address: 3512 Buckeye CV Benton AR 72015, 0 hours per month, Not Investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-20 |
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