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Racquel N Oden

Hsbc Securities (Usa) Inc.

New York, NY

Sag Harbor, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-12-11
NY RA APPROVED 2023-12-11
  • NJ RA
    APPROVED
    Since 2023-12-11
  • NY RA
    APPROVED
    Since 2023-12-11

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Sag Harbor, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated New York NY 02/2010 03/2018
Jp Morgan Securities, Llc New York NY 03/2018 11/2023
Jp Morgan Chase Bank, N.A. New York NY 03/2018 11/2023
Hsbc Bank Usa National Association New York NY 12/2023 Present
Hsbc Securities (Usa) Inc. New York NY 12/2023 Present
  • 02/2010 → 03/2018
    Merrill Lynch, Pierce, Fenner &Amp; Smith Incorporated
    New York, NY
  • 03/2018 → 11/2023
    Jp Morgan Securities, Llc
    New York, NY
  • 03/2018 → 11/2023
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 12/2023 → Present
    Hsbc Bank Usa National Association
    New York, NY
  • 12/2023 → Present
    Hsbc Securities (Usa) Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-24
  • S66 Uniform Combined State Law Examination
    2017-05-24
Other Names
  • Racquel Natasha Kelly
  • Racquel Natasha Oden
  • Kelly Racquel
  • Racquel Oden

View on SEC IAPD

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