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Michael Patrick Conley

LPl Financial LLC

St Louis, MO

Fort Mill, SC

CRD 2924636

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-04-03
MO RA APPROVED 2025-03-31
  • SC RA
    APPROVED
    Since 2025-04-03
  • MO RA
    APPROVED
    Since 2025-03-31

Branch Locations

St Louis, MO • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc St. Louis MO 01/2011 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 03/2025
Lpl Financial Llc Fort Mill SC 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-21
S63 Uniform Securities Agent State Law Examination 2000-09-18
  • S65 Uniform Investment Adviser Law Examination
    2003-01-21
  • S63 Uniform Securities Agent State Law Examination
    2000-09-18

View on SEC IAPD

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