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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-10-11 |
| TX | RA | APPROVED | 2021-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Cannonsburg | PA | 07/2015 | 10/2021 |
| J.P. Morgan Securities Llc | Bridgeville | PA | 10/2021 | Present |
| Jp Morgan Chase, N.A. | Bridgeville | PA | 10/2021 | Present |
| Prudential Insurance Company Of America | Cannonsburg | PA | 08/2015 | 10/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-21 |
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