Best Investors Account Sign in

Neal Rubin

Wealth Enhancement Advisory Services, LLC

Las Vegas, NV

Plymouth, MN

CRD 2924374

Claim This Profile
Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-08-07
TX RA APPROVED 2023-08-01
  • NV RA
    APPROVED
    Since 2023-08-07
  • TX RA
    APPROVED
    Since 2023-08-01

Branch Locations

7201 W Lake Mead Blvd Suite 110, Las Vegas, NV 89128 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rim Securities Llc New York NY 04/2004 07/2023
Rochdale Investment Management New York NY 04/2004 07/2023
Wealth Enhancement Group Las Vegas NV 08/2023 Present
Wealth Enhancement Advisory Services Las Vegas NV 08/2023 Present
  • 04/2004 → 07/2023
    Rim Securities Llc
    New York, NY
  • 04/2004 → 07/2023
    Rochdale Investment Management
    New York, NY
  • 08/2023 → Present
    Wealth Enhancement Group
    Las Vegas, NV
  • 08/2023 → Present
    Wealth Enhancement Advisory Services
    Las Vegas, NV
Previous Registrations
  • 2004-07-13 → 2023-08-28
    Rbc Rochdale, Llc
    New York, NY
    Las Vegas, NV
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-30
  • S66 Uniform Combined State Law Examination
    2003-09-30
Other Names
  • Neal Burton Rubin

View on SEC IAPD

More in Las Vegas, NV

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor