James Russell Forsyth

Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 03/2023
  Ubs Financial Services Inc
  Encino, CA
• 03/2023 → Present
  Steward Partners Investment Solutions, Llc
  Valencia, CA
• 03/2023 → Present
  Steward Partners Global Advisory, Llc
  Valencia, CA
• 06/2024 → Present
  Steward Partners Investment Advisory, Llc
  Valencia, CA

Previous Registrations

• 2011-12-01 → 2023-03-15
  Ubs Financial Services Inc.
  Valencia, CA
  Sherman Oaks, CA
• 2009-06-01 → 2011-12-12
  Morgan Stanley
  Valencia, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Valencia, CA
• 1998-08-24 → 2007-04-02
  Morgan Stanley Dw Inc.
  Valencia, CA
  Valencia, CA

Other Businesses

EQUITY STRETCH, LLC; LIMITED LIABILITY COMPANY; VALENCIA, CA; 1/3 OWNER; 2012-11; 0 HRS/MO; 0 HRS/MO DURING TRADING; NOT INVESTMENT RELATED.14

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-21
• S63 Uniform Securities Agent State Law Examination
  1997-09-19

Other Names

• James Russel Forsyth
• James Russell Forsyth
• James Russell Russell Forsyth