Brian Lane Smith

Current Employers

Employment History

• 12/2011 → Present
  Lpl Financial Llc
  Schererville, IN
• 12/2011 → 11/2018
  Independent Financial Partners
  Schererville, IN
• 10/2011 → Present
  Harvest Financial Planning Llc
  Schererville, IN
• 11/2018 → Present
  Private Advisor Group, Llc
  Schererville, IN

Previous Registrations

• 2011-12-08 → 2018-12-26
  Independent Financial Partners
  Schererville, IN
• 1998-06-17 → 2011-12-02
  Concourse Financial Group Securities, Inc.
  South Holland, IL
  Schererville, IN
  Schererville, IN

Other Businesses

1) 12/07/2011: BLS Consulting, Inc - Business Entity For Tax/Investment Purposes Only - INV REL - AT REPORTED BUSINESS LOCATION - No Time Spent - Tax conduit for securities and insurance income as S corp. 2) 07/28/2015: No Business Name - Non-Variable Insurance - INV REL - 930 West US Hwy 30, Schererville, IN 46375 - Start 10/17/2011 - 1 HR PER MONTH/1 HR DURING TRADING DAY - Life, Health, Disability , Fixed Annuities 3) 10/1/2019 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/15/2018 - 100 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 05/25/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 06/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 05/25/2022 - Prosper Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading. 6) 11/16/2022 - Private Advisor Group - DBA: Prosper Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 08/09/2018 - 130 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 05/04/2023 - Prosper Holdings, LLC - Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date 09/01/2022 - 2 Hours Per Month/1 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-03
• S63 Uniform Securities Agent State Law Examination
  1997-09-03