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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-06 |
| NJ | RA | APPROVED | 2022-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | St Louis | MO | 07/2016 | 11/2016 |
| Lpl Financial Llc | Cranford | NJ | 01/2017 | 10/2017 |
| Edward Jones | St. Louis | MO | 12/2016 | 12/2016 |
| Adk Wealth Advisory Group | Cranford | NJ | 01/2017 | 10/2017 |
| Pnc Investments | Pittsburgh | PA | 10/2017 | 05/2018 |
| Santander Bank N.A. | Boston | MA | 05/2018 | 10/2018 |
| Santander Securities, Llc | Dorchester | MA | 05/2018 | 10/2018 |
| Pnc Investments | Pittsburgh | PA | 10/2018 | 07/2022 |
| J.P. Morgan Securities Llc | Cranford | NJ | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Cranford | NJ | 07/2022 | Present |
| Pnc Investments | Pittsburgh | PA | 10/2018 | 07/2022 |
| Santander Invesments | Dorchester | MA | 05/2018 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-08 |
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