Joshua Kulback Simon

Employer firm

Thurston Springer Advisors CRD 299201

$3.68B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Wells Fargo Advisors Financial Network, Llc
  Evanston, IL

Previous Registrations

• 2005-02-04 → 2021-09-22
  Wells Fargo Advisors Financial Network, Llc
  Evanston, IL
• 1998-03-24 → 2005-02-23
  Ubs Financial Services Inc.
  Chicago, IL

Other Businesses

J SIMON & CO; INVESTMENT RELATED; LAKE FOREST, IL; 100% OWNERSHIP; START FEBRUARY 2005; NUMBER OF HOURS PER MONTH 240; NUMBER OF HOURS DURING TRADING 6.5; FINANCIAL ADVISOR PRACTICE. JAVA CULTURE, NOT INV RELATED, LAKE FOREST, IL, PRESIDENT, START 11/1/2019, 1 HOUR PER MONTH, ZERO DURING TRADING, FAMILY OWNED BOARD INTEGRATED MARKETING AGENCY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-24
• S63 Uniform Securities Agent State Law Examination
  1997-09-18

Other Names

• Joshua K Simon