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Marcia Lyn Wooley

Mml Investors Services, LLC

Lakewood, CO

Springfield, MA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-03-25
  • CO RA
    APPROVED
    Since 2017-03-25

Branch Locations

Lakewood, CO • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Co Raliegh NC 05/2000 03/2017
Metlife Securities, Inc Raleigh NC 05/2000 03/2017
Mml Investors Services, Llc Charlotte NC 03/2017 Present
Massmutual Springfield MA 03/2017 Present
  • 05/2000 → 03/2017
    Metropolitan Life Insurance Co
    Raliegh, NC
  • 05/2000 → 03/2017
    Metlife Securities, Inc
    Raleigh, NC
  • 03/2017 → Present
    Mml Investors Services, Llc
    Charlotte, NC
  • 03/2017 → Present
    Massmutual
    Springfield, MA
Previous Registrations
  • 2004-12-10 → 2017-03-25
    Msi Financial Services, Inc.
    Springfield, MA
    Raleigh, NC
    Atlanta, GA
    Charlotte, NC
    Somerset, NJ
    Raleigh, NC
    Raleigh, NC
    Atlanta, GA
    Atlanta, GA
    Somerset, NJ
    Littleton, CO
  • 2008-01-16 → 2015-01-02
    New England Securities
    New York, NY
    Atlanta, GA
    Charlotte, NC
    Raleigh, NC
    Somerset, NJ
    Atlanta, GA
    Somerset, NJ
    Littleton, CO
  • 2008-01-16 → 2010-02-22
    Tower Square Securities, Inc.
    Atlanta, GA
    Raleigh, NC
    Somerset, NJ
  • 2008-01-16 → 2010-02-22
    Walnut Street Securities, Inc.
    Atlanta, GA
    Somerset, NJ
    Raleigh, NC
    Somerset, NJ
  • 2002-07-23 → 2002-12-18
    Msi Financial Services, Inc.
    Raleigh, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-12-05
S65 Uniform Investment Adviser Law Examination 1999-06-22
  • S63 Uniform Securities Agent State Law Examination
    2001-12-05
  • S65 Uniform Investment Adviser Law Examination
    1999-06-22
Designations
Other Names
  • Marcia Lyn Supercinski

View on SEC IAPD

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