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Nicole Renee Clark

Morgan Stanley

Omaha, NE

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
NE RA APPROVED 2018-05-16
AL RA APPROVED 2017-12-22
GA RA APPROVED 2013-08-22
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • NE RA
    APPROVED
    Since 2018-05-16
  • AL RA
    APPROVED
    Since 2017-12-22
  • GA RA
    APPROVED
    Since 2013-08-22

Branch Locations

13625 California Street Suite 400, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Macon GA 05/2013 09/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Morgan Stanley Omaha NE 09/2017 Present
  • 05/2013 → 09/2017
    Morgan Stanley
    Macon, GA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 09/2017 → Present
    Morgan Stanley
    Omaha, NE
Other Businesses

1.Nebraska Bar Association; Practicing lawyer; Nebraska; During Business hours: 0, After business hours: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-21
S63 Uniform Securities Agent State Law Examination 1997-08-29
  • S66 Uniform Combined State Law Examination
    2013-08-21
  • S63 Uniform Securities Agent State Law Examination
    1997-08-29
Other Names
  • Nicci Lindsey
  • Nicole Renee Lindsey
  • Nicci Clark

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE
CETERA INVESTMENT ADVISERS LLC · OMAHA, NE
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