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Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-18 |
| PR | RA | APPROVED | 2021-07-19 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Popular Securities | Mayaguez | PR | 09/2008 | Present |
Asociacion Residentes Paseo Los Robles - (Director board member/Finance Consultant) - 1521 Epifanio Vidal ST Mayaguez PR 00682 - Hrs per month = 8 hours - No compensation - Non-investment related - Nature of the business = Non Profit organization - Start Date = 05/09/2019 // D Cummings, LLC (President) - Box 3355 Mayaguez, PR 00681 - Hours per month = 0-5 hours - Compensation = Dividends - Nature of Business = Inheritance asset protection - Start Date = 10/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-06 |
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