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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-09-04 |
| MI | RA | APPROVED | 2018-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Co. | Southfield | MI | 07/1997 | 11/2018 |
| Signator Investors, Inc. | Boston | MA | 07/1997 | 11/2018 |
| Osaic Wealth, Inc. | Riverview | MI | 11/2018 | Present |
1)MICHIGAN FINANCIAL COMPANIES - FIXED INSURANCE POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 09/08/1997 ADDRESS: 18255 Fort St., Riverview MI 48193, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 2)MICHIGAN FINANCIAL COMPANIES - SECURITIES POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/08/1997 ADDRESS: 18255 Fort St., Riverview MI 48193, United States DESCRIPTION: Sales/Marketing of securities, investment advisory and insurance products. 3) 4AL INVESTMENT PROPERTIES, LLC POSITION: Landlord/Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2003 ADDRESS: 2080 Harrison Ave., Trenton MI 48183, United States DESCRIPTION: Collect rent and maintain property 4) MARC GANOP'S TAX PREPERATION POSITION: Tax Preperation NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2017 ADDRESS: 2080 Harrison Ave., Trenton MI 48183, United States DESCRIPTION: Basic tax preparation 5) UNITED FIRST FINANCIAL LLC POSITION: Sole Member NATURE: LLC used solely for Payroll and Health Insurance payment only. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/15/2025 ADDRESS: 18255 Fort St., RIVERVIEW MI 48193, United States DESCRIPTION: Processing health insurance payments one per month for myself, my wife Lisa Ganop and my employee Julianna Smith. Insurance is with Health Choice of Michigan. And every quarter I do payroll taxes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-27 |
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