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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-16
TX RA APPROVED 2021-11-10
  • CA RA
    APPROVED
    Since 2026-03-16
  • TX RA
    APPROVED
    Since 2021-11-10

Branch Locations

3883 S Carson St, Carson City, NV 89701 • United States

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

8181 Communications Pkwy Bldg A, Floor 04, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Babbler And Associates Overland Park KS 01/2013 04/2017
Unemployed Kansas City MO 06/2017 02/2019
Ameriprise Financial Services, Inc Frisco TX 03/2019 06/2021
J.P. Morgan Securities Llc Plano TX 10/2021 Present
Ameriprise Financial Services, Inc Overland Park KS 02/2003 05/2017
Silverman Legate And Associates Frisco TX 03/2019 06/2021
Unemployed Plano TX 07/2021 09/2021
Jp Morgan Chase Bank, N.A. Plano TX 10/2021 Present
  • 01/2013 → 04/2017
    Babbler And Associates
    Overland Park, KS
  • 06/2017 → 02/2019
    Unemployed
    Kansas City, MO
  • 03/2019 → 06/2021
    Ameriprise Financial Services, Inc
    Frisco, TX
  • 10/2021 → Present
    Plano, TX
  • 02/2003 → 05/2017
    Ameriprise Financial Services, Inc
    Overland Park, KS
  • 03/2019 → 06/2021
    Silverman Legate And Associates
    Frisco, TX
  • 07/2021 → 09/2021
    Unemployed
    Plano, TX
  • 10/2021 → Present
    Jp Morgan Chase Bank, N.A.
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-04
  • S66 Uniform Combined State Law Examination
    2010-11-04
Other Names
  • Sue Karpenski
  • Sue Kay Jackson
  • Sue Kay Jackson
  • Sue Kay Smith
  • Sue Kay Smith
  • Sue K Jackson

View on SEC IAPD

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