Henry Jay Guzzo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-03-11
FL	RA	APPROVED	2021-03-11
IA	RA	APPROVED	2021-03-11
MI	RA	APPROVED	2021-01-04
TX	RA	APPROVED_RES	2021-01-04

CT RA
APPROVED

Since 2021-03-11
FL RA
APPROVED

Since 2021-03-11
IA RA
APPROVED

Since 2021-03-11
MI RA
APPROVED

Since 2021-01-04
TX RA
APPROVED_RES

Since 2021-01-04

Branch Locations

2601 Cambridge Ct Ste 120, Auburn Hills, MI 48326-2577 • United States

East Lansing, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial Yes
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance	Sault Ste. Marie	MI	10/2011	01/2021
Ameriprise Financial Services, Llc.	Troy	MI	01/2021	Present

10/2011 → 01/2021

Royal Alliance

Sault Ste. Marie, MI
01/2021 → Present

Ameriprise Financial Services, Llc.

Troy, MI

Previous Registrations

2011-11-14 → 2021-01-07

Osaic Wealth, Inc.

Scottsdale, AZ

Sault Ste. Marie, MI

Novi, MI
2011-05-18 → 2011-10-24

Cetera Advisors Llc

Greenwood Village, CO

Sault Sainte Marie, MI
2011-02-02 → 2011-06-10

Hantz Financial Services, Inc.

Sault Ste. Marie, MI

Other Businesses

Independent Insurance Brokering; Guardian; 07/20/2016; Disability Income. Business Ownership; Blumark Financial Advisors, LLC; Financial AdvisorPartner; Entity formed to manage the financial planning practice; 6915 Rochester Rd; Suite 400, , Troy, MI, 48085; Investment-Related; 07/20/2016; 60 hours per month; 60 during trading hours / Blumark Tax Advisors, LLC; OwnerTax Preparation; Tax Preparation; 6915 Rochester Rd; Suite 340, , Troy, MI, 48085; Not Investment-Related; 02/01/2016; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Blumark Financial Advisors, LLC; Partner / Financial Advisor - PartnerFinancial Advisor; ; 6915 Rochester Rd; Suite 400, , Troy, MI, 48085; Investment-Related; 07/20/2016; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-08-01

S63 Uniform Securities Agent State Law Examination

1997-08-01

Designations

Certified Financial Planner
Chartered Financial Consultant

View on SEC IAPD