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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornerstone Financial Services,Llc | Troy | AL | 01/2004 | 05/2017 |
| Gibson & Carden, Llc | Troy | AL | 06/1980 | 04/2017 |
| Lpl Financial, Llc | Troy | AL | 03/2007 | 05/2017 |
| Ameriprise Financial Services, Inc | Montgomery | AL | 05/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Dothan | AL | 03/2020 | 04/2026 |
| Transamerica Financial Advisors | Cullman | AL | 06/2026 | Present |
| Wfgia | Cullman | AL | 05/2026 | Present |
| Jerry W. Carden Cpa | Troy | AL | 05/2016 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). JERRY W CARDEN, CPA POSITION: Owner/CPA NATURE: Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2016 ADDRESS: 9 River Ridge Road, Troy AL 36079-5313, United States DESCRIPTION: I provide accounting services, tax planning, and tax audit representation services to clients. I generally work no more than 2-4 hours weekly in this OBA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-09 |
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