Brian Patrick Abad

Current Employers

Employment History

• 11/2010 → 06/2017
  Lpl Financial Corporation
  Sacramento, CA
• 12/2010 → 12/2016
  Independent Financial Partners
  Sacramento, CA
• 06/2007 → 04/2017
  Jenkins Athens/Leavitt Group/Epic Insurance
  Sacramento, CA
• 06/2017 → 01/2021
  Royal Alliance Associates
  Sacramento, CA
• 01/2021 → 05/2024
  Capfinancial Securities Llc
  Raliegh, NC
• 05/2017 → 01/2021
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 01/2021 → 05/2024
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC
• 01/2024 → Present
  Vas Dias Agency
  Roseville, CA
• 05/2024 → Present
  Ameritas Investment Company, Llc
  Lincoln, NE
• 05/2024 → Present
  Ameritas Advisory Services, Llc
  Lincoln, NE

Previous Registrations

• 2021-01-26 → 2024-05-09
  Captrust
  Sacramento, CA
• 2017-07-14 → 2021-03-31
  Genovese Burford & Brothers Wealth And Retirement Plan Mgmt, Llc
  Sacramento, CA
• 2011-07-18 → 2016-12-20
  Independent Financial Partners
  Sacramento, CA
• 2008-02-28 → 2010-12-01
  Nrp Advisors, Inc.
  Sacramento, CA
• 2007-08-31 → 2008-10-20
  Nrp Financial, Inc.
  Bryan, OH
  Sacramento, CA
• 2007-06-20 → 2007-09-04
  Financial Telesis Inc
  Concord, CA
• 2002-07-25 → 2007-06-11
  Mmc Securities Llc
  Sacramento, CA
  San Francisco, CA
  Sacramenta, CA

Other Businesses

VAS DIAS AGENCY; SAME AS BRANCH; INV REL; INSURANCE SALES; AGENT; START DATE=01/2024; HRS/MO=10; TRADING HRS/MO=0; INSURANCE SALES

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-07-19
• S63 Uniform Securities Agent State Law Examination
  2000-10-06

Other Names

• Brian Abad