Derek M Vito

Ascensus Investment Advisors, LLC

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Current Employers

Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2019-11-21

MA RA
APPROVED

Since 2019-11-21

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Newark, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Purchase	NY	06/2009	01/2018
Ascensus, Llc	Dresher	PA	01/2018	Present
Ascensus Financial Services, Llc	Dresher	PA	01/2018	10/2018
Ascensus Broker Dealer Services, Llc	Dresher	PA	10/2018	Present

06/2009 → 01/2018

Morgan Stanley Smith Barney

Purchase, NY
01/2018 → Present

Ascensus, Llc

Dresher, PA
01/2018 → 10/2018

Ascensus Financial Services, Llc

Dresher, PA
10/2018 → Present

Ascensus Broker Dealer Services, Llc

Dresher, PA

Previous Registrations

2009-06-01 → 2018-01-02

Morgan Stanley

Purchase, NY

Wilmington, DE
2006-01-17 → 2009-06-01

Citigroup Global Markets Inc.

Wilmington, DE

Wilmington, DE

New York, NY

Wilmington, DE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-09
S63	Uniform Securities Agent State Law Examination	2002-01-18

S65 Uniform Investment Adviser Law Examination

2005-12-09
S63 Uniform Securities Agent State Law Examination

2002-01-18

View on SEC IAPD

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