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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-15
NJ RA APPROVED 2023-05-12
  • PA RA
    APPROVED
    Since 2023-05-15
  • NJ RA
    APPROVED
    Since 2023-05-12

Branch Locations

1 Stonybrook Dr, Levittown, PA 19055 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Robert Cariola Insurance Agency Fairless Hills PA 05/2000 Present
State Farm Vp Management Corp. Fairless Hills PA 05/2000 05/2020
State Farm Vp Management Corp Fairless Hills PA 01/2022 Present
State Farm Investment Management Corp Levittown PA 05/2023 Present
  • 05/2000 → Present
    Robert Cariola Insurance Agency
    Fairless Hills, PA
  • 05/2000 → 05/2020
    State Farm Vp Management Corp.
    Fairless Hills, PA
  • 01/2022 → Present
    State Farm Vp Management Corp
    Fairless Hills, PA
  • 05/2023 → Present
    Levittown, PA
Other Businesses

1) Nineteenth Avenue Condo Association; non-investment related; 212 214 E 19th Ave North Wildwood NJ, 08260; President of Condo Association for seasonal home. It is an unpaid position.; Officer and President;07/01/2015; 2;0 2) Robert Cariola's Insurance Agency; Insurance Agency; Investment-related; 1 Stonybrook Dr Levittown, PA 19055-2216; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/2000; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-27
S63 Uniform Securities Agent State Law Examination 1999-11-19
  • S65 Uniform Investment Adviser Law Examination
    2023-04-27
  • S63 Uniform Securities Agent State Law Examination
    1999-11-19
Other Names
  • Rob J Cariola

View on SEC IAPD

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