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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-10 |
| TX | RA | APPROVED_RES | 2020-12-09 |
Branch Locations
99 Almaden Boulevard Suite 300, San Jose, CA 95113-1603 • United States
Hollister, CA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Palo Alto | CA | 06/2009 | 12/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 12/2020 |
| Rbc Capital Markets, Llc | San Jose | CA | 12/2020 | Present |
| City National Bank | San Jose | CA | 12/2020 | Present |
NAME OF ENTITY: Gateway City Church ADDRESS: 5883 Eden Park Place, San Jose, CA 95135 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Religious Institution START DATE: 08/12/24 CAPACITY: Committee/Council Member DUTIES: review policy/governance for the church. Vote on candidates applying for ordinations & licensing, vote on candidates applying for eldership, vote on candidates applying for youth leader positions, vote on adding additional churches to the organization & high level approval of annual budget. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-19 |
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