James E Grove

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2012-01-01

MS RA
APPROVED

Since 2012-01-01

Branch Locations

115 Laurel Park Cove Ste 211, Flowood, MS 39232 • United States

Brandon, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Jackson	MS	12/2011	03/2020
Ameriprise Financial Services, Llc	Flowood	MS	03/2020	Present

12/2011 → 03/2020

Ameriprise Financial Services, Inc.

Jackson, MS
03/2020 → Present

Ameriprise Financial Services, Llc

Flowood, MS

Previous Registrations

2009-06-01 → 2011-12-12

Morgan Stanley

Ridgeland, MS
2007-06-26 → 2009-06-01

Morgan Stanley & Co. Llc

Ridgeland, MS

Other Businesses

Board of Directors; Mississippi Chapter Military Order of the World Wars Eductational and Patriotic Charity, Inc.; Secretary; 416 Cherry Hill DriveMadison MS 39110, ,; ; 05/16/2016; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-12-04

S66 Uniform Combined State Law Examination

1997-12-04

Other Names

James Grove
James Elliott Grove

View on SEC IAPD