Best Investors
Account
Sign in
Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-03 |
| FL | RA | APPROVED | 2022-09-30 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
355 Alhambra Cir, Coral Gables, FL 33134 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Private Banking | Miami | FL | 03/2012 | 05/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 02/2017 | 06/2021 |
| Morgan Stanley Smith Barney Llc | Miami | FL | 06/2021 | 08/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Coral Gables | FL | 08/2022 | Present |
| Ubs Financial Services, Inc. | Coral Gables | FL | 05/2016 | 02/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-10 |
| S66 | Uniform Combined State Law Examination | 2000-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-16 |
Reach out to this advisor