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Kimberly Ann Gill

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-15
IL RA APPROVED 2010-01-06
TX RA APPROVED_RES 2009-06-02
  • FL RA
    APPROVED
    Since 2020-12-15
  • IL RA
    APPROVED
    Since 2010-01-06
  • TX RA
    APPROVED_RES
    Since 2009-06-02

Branch Locations

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 07/1994 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-21
S63 Uniform Securities Agent State Law Examination 2002-01-28
  • S66 Uniform Combined State Law Examination
    2009-12-21
  • S63 Uniform Securities Agent State Law Examination
    2002-01-28
Other Names
  • Kimberly A Gill
  • Kim Gill

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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