Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-06-17 |
| TX | RA | APPROVED_RES | 2020-06-16 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Birmingham | AL | 07/1997 | 06/2020 |
| Wells Fargo Clearing Services Llc. | Birmingham | AL | 06/2020 | Present |
ALABAMA INSTITUTE FOR THE DEAF AND BLIND, INV RELATED, TALLADEGA, AL, INVESTMENT COMMITTEE MEMBER, START 4/3/2023, 1 HOURR PER MONTH, ZERO HOURS DURING TRADING, DISCUSSING BUDGET, REVIEW INVESTMENT PERFORMANCE . GREEN VALLEY INVESTMENT GROUP, LLC; INV RELATED; BIRMINGHAM,AL; 50% OWNERSHIP; START 2/5/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; MONITOR INVESTMENTS. SJR HOLDINGS, LLC; INV. RELATED; BIRMINGHAM,AL; 100% OWNERSHIP WITH SPOUSE; START 3/31/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY. DAWSON MEMORIAL BAPTIST CHURCH; NOT INV. RELATED; BIRMINGHAM, AL; TREASURER; CHURCH; START DATE 1/2024; 8 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES MONITOR AND REPORT INCOME, EXPENSES AND BUDGET. ALABAMA INSTITUTE FOR THE DEAF AND BLIND; INV RELATED; TALLADEGA,AL; INSITUTE ; TREASURER; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-10-01 |
| S65 | Uniform Investment Adviser Law Examination | 1997-10-01 |
Reach out to this advisor