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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-28
  • FL RA
    APPROVED
    Since 2026-07-28

Branch Locations

311 Park Place Boulevard Suite 150, Clearwater, FL 33759 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Flaharty Asset Management, Llc

311 Park Place Blvd. Suite 150, Clearwater, FL 33759 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-01
LA RA APPROVED 2025-11-26
FL RA APPROVED 2013-09-30
  • TX RA
    APPROVED_RES
    Since 2025-12-01
  • LA RA
    APPROVED
    Since 2025-11-26
  • FL RA
    APPROVED
    Since 2013-09-30

Branch Locations

311 Park Place Blvd. Suite 150, Clearwater, FL 33759 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Clearwater FL 08/2011 05/2026
Modern Wealth Management, Llc Clearwater FL 05/2026 Present
Flaharty Asset Management, Llc Clearwater FL 09/2013 Present
Mutual Securities, Inc. Camarillo CA 06/2026 Present
Previous Registrations
Other Businesses

1. 08/29/2011 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Fixed Insurance Sales: Fixed Annuities, LTC and Whole Life. 2. 5/5/2017 - Weicht Investment Partners - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/19/2011 - 1 Hour Per Month/0 Hours During Securities Trading. 3. FL, Start Date: 10/01/2011, 311 Park Place Blvd., Ste. 150, Clearwater, FL, dba for LPL, Managing Partner, It's a pass through dba used for LPL, Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 4. Modern Wealth Management, Start Date: 06/01/2026, 311 Park Place Blvd., Ste. 150, Clearwater, FL, C Corp, RIA, Financial Advisor, Investment Related, 160 Hours per month, 10 Hours per day during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-23
S63 Uniform Securities Agent State Law Examination 1997-11-14
  • S65 Uniform Investment Adviser Law Examination
    1998-04-23
  • S63 Uniform Securities Agent State Law Examination
    1997-11-14
Other Names
  • Larry E Weicht

View on SEC IAPD

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