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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-28 |
Branch Locations
311 Park Place Boulevard Suite 150, Clearwater, FL 33759 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
311 Park Place Blvd. Suite 150, Clearwater, FL 33759 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| LA | RA | APPROVED | 2025-11-26 |
| FL | RA | APPROVED | 2013-09-30 |
Branch Locations
311 Park Place Blvd. Suite 150, Clearwater, FL 33759 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Clearwater | FL | 08/2011 | 05/2026 |
| Modern Wealth Management, Llc | Clearwater | FL | 05/2026 | Present |
| Flaharty Asset Management, Llc | Clearwater | FL | 09/2013 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 06/2026 | Present |
1. 08/29/2011 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Fixed Insurance Sales: Fixed Annuities, LTC and Whole Life. 2. 5/5/2017 - Weicht Investment Partners - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 08/19/2011 - 1 Hour Per Month/0 Hours During Securities Trading. 3. FL, Start Date: 10/01/2011, 311 Park Place Blvd., Ste. 150, Clearwater, FL, dba for LPL, Managing Partner, It's a pass through dba used for LPL, Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 4. Modern Wealth Management, Start Date: 06/01/2026, 311 Park Place Blvd., Ste. 150, Clearwater, FL, C Corp, RIA, Financial Advisor, Investment Related, 160 Hours per month, 10 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-14 |
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