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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-04
IA RA APPROVED 2006-03-24
  • FL RA
    APPROVED
    Since 2026-02-04
  • IA RA
    APPROVED
    Since 2006-03-24

Branch Locations

Tallahassee, FL • United States

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2005 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2006 Present
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 03/24/06 2) TREAT YOURSELF GENTLY, 2620 Cherith Ct, Tallahassee FL 32308, 07/2026, Owner, DBA Name, NIR, 2 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-23
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    2006-03-23
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30

View on SEC IAPD

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