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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-25 |
Branch Locations
3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Co. | Houston | TX | 02/2002 | 03/2017 |
| Massmutual Life Insurance Co | Houston | TX | 07/2016 | Present |
| Mml Investors Services, Llc | Houston | TX | 03/2017 | Present |
OWNER-RENTAL PROPERTY-PEARLAND,TX-0HRS SECURITIES, 1HRS NONSECURITIES-SINCE 1/2005
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-13 |
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