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Jeffrey Alan Bottorff

Charles Schwab & Co., Inc.

Chicago, IL

Flower Mound, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-18
  • TX RA
    APPROVED
    Since 2021-03-18

Branch Locations

150 S. Wacker Drive, Chicago, IL 60606-4111 • United States

Flower Mound, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Plano TX 10/2016 11/2016
Unemployed Flower Mound TX 04/2016 09/2016
Level Four Advisory Services, Llc Plano TX 11/2016 11/2016
Kestra Financial Inc. Austin TX 12/2016 09/2018
Cetera Adviser Networks Llc El Segundo CA 10/2018 04/2020
Charles Schwab & Co., Inc. Plano TX 02/2021 Present
Unemployed Flower Mound TX 04/2020 01/2021
  • 10/2016 → 11/2016
    Lpl Financial, Llc
    Plano, TX
  • 04/2016 → 09/2016
    Unemployed
    Flower Mound, TX
  • 11/2016 → 11/2016
    Level Four Advisory Services, Llc
    Plano, TX
  • 12/2016 → 09/2018
    Kestra Financial Inc.
    Austin, TX
  • 10/2018 → 04/2020
    Cetera Adviser Networks Llc
    El Segundo, CA
  • 02/2021 → Present
    Charles Schwab & Co., Inc.
    Plano, TX
  • 04/2020 → 01/2021
    Unemployed
    Flower Mound, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-11-13
  • S66 Uniform Combined State Law Examination
    1997-11-13
Other Names
  • Jeffrey A Bottorff
  • Jeff Bottorff

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
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