Joseph Paul Chalifoux

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-07-21
TX	RA	APPROVED_RES	2026-01-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Tiaa	Braintree	MA	03/2015	04/2017
Tiaa-Cref Individual & Institutional Services, Llc	Braintree	MA	03/2015	04/2017
Citizens Securities, Inc.	Braintree	MA	04/2017	04/2018
Oasis Outsourcing	West Palm Beach	FL	03/2020	03/2021
Simplicity Wealth, Llc	Hartford	CT	03/2020	04/2021
Empower Financial Services Inc.	Greenwood Village	CO	05/2021	08/2025
Charles Schwab & Co., Inc.	Sun City	FL	10/2025	11/2025
Charles Schwab & Co., Inc.	Plymouth	MA	12/2025	Present
Dmi	Hingham	MA	04/2018	10/2019
N/A	Duxbury	MA	10/2019	03/2020

03/2015 → 04/2017

Tiaa

Braintree, MA
03/2015 → 04/2017

Tiaa-Cref Individual & Institutional Services, Llc

Braintree, MA
04/2017 → 04/2018

Citizens Securities, Inc.

Braintree, MA
03/2020 → 03/2021

Oasis Outsourcing

West Palm Beach, FL
03/2020 → 04/2021

Simplicity Wealth, Llc

Hartford, CT
05/2021 → 08/2025

Empower Financial Services Inc.

Greenwood Village, CO
10/2025 → 11/2025

Charles Schwab & Co., Inc.

Sun City, FL
12/2025 → Present

Charles Schwab & Co., Inc.

Plymouth, MA
04/2018 → 10/2019

Dmi

Hingham, MA
10/2019 → 03/2020

N/A

Duxbury, MA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-01-09
S63	Uniform Securities Agent State Law Examination	1997-10-16

Other Firms