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48 Reservoir Avenue, Chestnut Hill, MA 02467 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-04-17 |
Branch Locations
48 Reservoir Avenue, Chestnut Hill, MA 02467 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ninth Eternity Securities Llc | Chesnut Hill | MA | 01/2020 | Present |
| Ninth Eternity Venture Capital | Cambridge | MA | 09/2018 | 12/2019 |
| Beijing Botai Kangrui Investment Management | Beijing | 03/2012 | 08/2018 | |
| Ninth Eternity Asset Management Llc | Cambridge | MA | 09/2021 | Present |
1-The name of the other business,Pulsethera Corporation;whether the business is investment-related,No;the address of the other business-48 Reservoir Avenue, Chestnut Hill, MA 02467;the nature of the other business, Pulsethera Corporation is a newly founded Massachusetts-based small business on elimination of drug-resistant pathogens through light inactivation of catalase positive bacteria or fungus.;your position, title, or relationship with the other business, Qian is a shareholder and director of the company. I help to develop its business. I don't get paid.;the start date of your relationship, Qian started in November 2019.;the approximate number of hours/month you devote to the other business, Qian devoted about 14 hours per month.;the number of hours you devote to the other business during securities trading hours, and Qian use his leisure time for Pulsethera Corporation. Qian do not use time for Pulsethera during daily securities trading time. briefly describe your duties relating to the other business.; Help to raise capital;Coordinate business development. 2-Principal of Ninth Eternity Securities LLC, a FINRA Broker/Dealer and NFA Introducing Broker. Both are affiliated entities under common control. 3-Tribeca Investment, Inc., Massachusetts Registered Investment Advisor, Investment-Related, President/CCO, April 14, 2025, 30 hours/month, 10 hours during trading hours and act as investment advisor representative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-26 |
| S66 | Uniform Combined State Law Examination | 2021-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-20 |
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