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Steven Jun Qian

Tribeca Investment Inc.

Chestnut Hill, MA

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Current Employers
Tribeca Investment Inc.

48 Reservoir Avenue, Chestnut Hill, MA 02467 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-04-17
  • MA RA
    APPROVED
    Since 2025-04-17

Branch Locations

48 Reservoir Avenue, Chestnut Hill, MA 02467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ninth Eternity Securities Llc Chesnut Hill MA 01/2020 Present
Ninth Eternity Venture Capital Cambridge MA 09/2018 12/2019
Beijing Botai Kangrui Investment Management Beijing 03/2012 08/2018
Ninth Eternity Asset Management Llc Cambridge MA 09/2021 Present
  • 01/2020 → Present
    Ninth Eternity Securities Llc
    Chesnut Hill, MA
  • 09/2018 → 12/2019
    Ninth Eternity Venture Capital
    Cambridge, MA
  • 03/2012 → 08/2018
    Beijing Botai Kangrui Investment Management
    Beijing
  • 09/2021 → Present
    Cambridge, MA
Previous Registrations
Other Businesses

1-The name of the other business,Pulsethera Corporation;whether the business is investment-related,No;the address of the other business-48 Reservoir Avenue, Chestnut Hill, MA 02467;the nature of the other business, Pulsethera Corporation is a newly founded Massachusetts-based small business on elimination of drug-resistant pathogens through light inactivation of catalase positive bacteria or fungus.;your position, title, or relationship with the other business, Qian is a shareholder and director of the company. I help to develop its business. I don't get paid.;the start date of your relationship, Qian started in November 2019.;the approximate number of hours/month you devote to the other business, Qian devoted about 14 hours per month.;the number of hours you devote to the other business during securities trading hours, and Qian use his leisure time for Pulsethera Corporation. Qian do not use time for Pulsethera during daily securities trading time. briefly describe your duties relating to the other business.; Help to raise capital;Coordinate business development. 2-Principal of Ninth Eternity Securities LLC, a FINRA Broker/Dealer and NFA Introducing Broker. Both are affiliated entities under common control. 3-Tribeca Investment, Inc., Massachusetts Registered Investment Advisor, Investment-Related, President/CCO, April 14, 2025, 30 hours/month, 10 hours during trading hours and act as investment advisor representative.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-26
S66 Uniform Combined State Law Examination 2021-08-20
S63 Uniform Securities Agent State Law Examination 2020-07-20
  • S65 Uniform Investment Adviser Law Examination
    2025-02-26
  • S66 Uniform Combined State Law Examination
    2021-08-20
  • S63 Uniform Securities Agent State Law Examination
    2020-07-20
Other Names
  • Jun Qian

View on SEC IAPD

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