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Shannon Scott Smithwick

Osaic Wealth, Inc.

Rockledge, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-10-03
TX RA APPROVED_RES 2023-12-06
FL RA APPROVED 2018-11-02
  • MA RA
    APPROVED
    Since 2024-10-03
  • TX RA
    APPROVED_RES
    Since 2023-12-06
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

3188 Suntree Boulevard, Rockledge, FL 32955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Melbourne FL 07/1997 11/2018
Osaic Wealth, Inc. Melbourne FL 11/2018 Present
  • 07/1997 → 11/2018
    Signator Investors, Inc.
    Melbourne, FL
  • 11/2018 → Present
    Melbourne, FL
Previous Registrations
  • 2013-03-20 → 2018-11-02
    Signator Investors, Inc.
    Maitland, FL
    Boca Raton, FL
    Maitland, FL
    Melbourne, FL
    Tampa, FL
Other Businesses

1. FORESIGHT WEALTH SOLUTIONS POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2010 ADDRESS: 14 Suntree Place, Suite 103, Melbourne FL 32940, United States DESCRIPTION: Sales of Marketing of fixed annuities and non-variable insurance including health care 2. FORESIGHT WEALTH SOLUTIONS POSITION: Co-Founder conducting investment advisory and securities and insurance under this name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 12/01/2014 ADDRESS: 14 Suntree Place, Suite 103 FL 32940, United States DESCRIPTION: Sales/Marketinginvestment advisory and securities and insuranceproducts 3. THE PARTNERS NETWORK POSITION: N/A NATURE: Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 7700 W. Camino Real, Boca Raton FL 33433, United States DESCRIPTION: No duties. Silent company owned by FLS paying out JH commissions 4. BREVARD COMMUNITY FOUNDATION POSITION: committee member NATURE: Foundation for charities in Brevard County INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 1361 Bedford Drive, Suite 102, Melbourne FL 32940, United States DESCRIPTION: Grant Committee Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-20
S63 Uniform Securities Agent State Law Examination 2000-04-14
  • S65 Uniform Investment Adviser Law Examination
    2013-02-20
  • S63 Uniform Securities Agent State Law Examination
    2000-04-14
Other Names
  • Shannon S Smithwick

View on SEC IAPD

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