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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Rock Hill | SC | 05/2017 | 03/2019 |
| Unemployed | Rock Hill | SC | 04/2016 | 05/2017 |
| Independent Advisor Alliance, Llc | Rock Hill | SC | 09/2015 | 03/2019 |
| Lpl Financial Llc | Fort Mill | SC | 03/2019 | Present |
1. 12/11/2017 - NOTARY/ NOTARY/ 0%/ ROCK HILL, SC 2. 12/11/2017 - PALMETTO INVESTMENT CONSULTANTS, LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ ROCK HILL, SC 3. 12/15/2017 - Independent Advisor Alliance - DBA: Palmetto Investment Consultants, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 12/02/2010 - 160 Hours Per Month / 40 Hours During Trading - 100% Time Spent - I provide financial planning and consulting services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 8/14/2017. I expect to spend approximately 80 hours on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 12/15/2017 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date 09/01/2015 - 160 Hours Per Month / 40 Hours During Trading - 100% Time Spent - I provide administrative services Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 12/15/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 5. 11/15/2022 - CG TURF MANAGEMENT LLC - Not Investment Related - Home Based - Outside/W-2 Employment - Administrative - Start Date - 12/01/2022 - 2 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-29 |
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