Kalen Dobbins Baxter

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2002 → Present
  Joseph Klein Associates
  Towson, MD
• 05/2012 → Present
  Private Advisor Group, Llc
  Towson, MD
• 05/2012 → Present
  Lpl Financial, Llc
  Towson, MD

Previous Registrations

• 2006-10-10 → 2012-05-18
  Founders Financial Securities Llc
  Towson, MD
  Towson, MD
  Towson, MD
• 2006-02-07 → 2006-10-13
  Transamerica Financial Advisors, Llc
  Towson, MD
  Towson, MD
  Baltimore, MD
• 2000-04-12 → 2003-02-27
  New England Securities
  Towson, MD

Other Businesses

1. 05/18/12 - JOSEPH KLEIN ASSOCIATES LLC/ DBA ONLY/ TOWSON, MD. 2. 9/24/2012: REGISTERED INVESTMENT ADVISOR - PRIVATE ADVISOR GROUP, LLC - (HYBRID) PROVIDE FINANCIAL PLANNING AND ASSET MANAGEMENT FOR A FEE. - TIME SPENT 30% - TOWSON, MD. 3. 12/8/2016 - Private Advisor Group - DBA: (Hybrid) Joseph Klein Associates LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 05/18/2012 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 12/08/16. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/12/2017 - Joseph Klein Associates - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 05/19/2012 - Fixed insurance. 5. 9/12/2017 - FinanceForward - Investment Related - At Reported Business Locations(s) - DBA for LPL Business (entity for LPL business) - Start date 09/18/2017 - 40 hours per month hours per securities trading. 6. 6/6/2019 - Private Advisor Group - DBA: (Hybrid) FinanceForward, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/28/2019 - 20 Hours Per Month/10 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 6/6/2019. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-22
• S63 Uniform Securities Agent State Law Examination
  1997-11-06

Designations

• Certified Financial Planner